Filing Details
- Accession Number:
- 0001181431-12-060572
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-26 19:36:21
- Reporting Period:
- 2012-11-23
- Filing Date:
- 2012-11-26
- Accepted Time:
- 2012-11-26 19:36:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1253637 | L Kellye Walker | 1025 Laurel Oak Road Voorhees NJ 08043 | Chief Admin. Officer ,Svp& Gc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-23 | 4,361 | $22.31 | 6,674 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-23 | 6,000 | $27.08 | 12,674 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-23 | 9,344 | $37.21 | 3,485 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-23 | 4,361 | $0.00 | 4,361 | $22.31 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-23 | 6,000 | $0.00 | 6,000 | $27.08 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 70,288 | 2016-12-31 | No | 4 | M | Direct | |
| 64,288 | 2017-12-31 | No | 4 | M | Direct |
Footnotes
- The Option Award granted on February 25, 2010, representating a right to purchase a total of 33,543 shares, vests in three equal installments on January 1, 2011, 2012 and 2013.
- The Option Award granted on February 24, 2011, representating a right to purchase a total of 32,101 shares, vests in three equal installments on January 1, 2012, 2013 and 2014.
Billionaire Hedge Funds
