Filing Details
- Accession Number:
- 0001181431-12-060571
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-26 19:36:00
- Reporting Period:
- 2012-11-21
- Filing Date:
- 2012-11-26
- Accepted Time:
- 2012-11-26 19:36:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1390816 | L Kathy Pape | 1025 Laurel Oak Road Voorhees NJ 08043 | President, Pa American Water | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-21 | 1,775 | $21.50 | 14,707 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-21 | 2,876 | $21.50 | 17,583 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-21 | 17,482 | $20.70 | 35,065 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-21 | 22,133 | $37.21 | 13,362 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-21 | 1,775 | $0.00 | 1,775 | $21.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-21 | 2,876 | $0.00 | 2,876 | $21.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-21 | 17,482 | $0.00 | 17,482 | $20.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 68,833 | 2013-12-31 | No | 4 | M | Direct | |
| 65,957 | 2014-12-31 | No | 4 | M | Direct | |
| 48,475 | 2015-12-31 | No | 4 | M | Direct |
Footnotes
- The Option Award granted on April 22, 2008, representing a right to purchase a total of 10,034 shares at $21.50, became exercisable on January 1, 2010.
- The Option Award granted on April 22, 2008, representing a right to purchase a total of 11,295 shares at $21.50, became exercisable on January 1, 2011.
- The Option Award granted on February 20, 2009, representing a right to purchase a total of 20,177 shares at $20.70, vested in three equal installments on January 1, 2010, 2011 and 2012.
Billionaire Hedge Funds
