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Filing Details

Accession Number:: 0001179110-12-016493
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-26 18:44:32
Reporting Period:: 2012-11-21

Filing Date:: 2012-11-26
Accepted Time:: 2012-11-26 18:44:32
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1311241	Intermolecular Inc	IMI	Semiconductors & Related Devices (3674)	201616267

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1528649	P. Tony Chiang	3011 North First Street San Jose CA 95134	Chief Technology Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock, $0.001 Par Value	Acquisiton	2012-11-21	8,896	$0.10	22,096	No	4	M	Direct
Common Stock, $0.001 Par Value	Disposition	2012-11-21	8,896	$6.90	13,200	No	4	S	Direct
Common Stock, $0.001 Par Value	Acquisiton	2012-11-23	6,265	$0.10	19,465	No	4	M	Direct
Common Stock, $0.001 Par Value	Disposition	2012-11-23	6,265	$7.02	13,200	No	4	S	Direct
Common Stock, $0.001 Par Value	Acquisiton	2012-11-26	9,839	$0.10	23,039	No	4	M	Direct
Common Stock, $0.001 Par Value	Disposition	2012-11-26	9,839	$7.09	13,200	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to Buy)	Disposition	2012-11-21	8,896	$0.00	8,896	$0.10
Common Stock	Stock Option (Right to Buy)	Disposition	2012-11-23	6,265	$0.00	6,265	$0.10
Common Stock	Stock Option (Right to Buy)	Disposition	2012-11-26	9,839	$0.00	9,839	$0.10

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
960,850	2015-06-14	No	4	M	Direct
954,585	2015-06-14	No	4	M	Direct
944,746	2015-06-14	No	4	M	Direct

Footnotes

The sale reported was effected pursuant to a Rule 10b5-1 Sales Plan adopted by the Reporting Person on May 14, 2012.
The option was immediately exercisable in full on June 15, 2005; however, the shares vested pursuant to the following schedule: Twenty-five percent (25%) of the shares subject to the original option (1,000,000 shares) vested on the first anniversary measured from May 9, 2005 ("Vesting Commencement Date") and the remaining shares vested in 36 successive equal monthly installments thereafter on each monthly anniversary date of Vesting Commencement Date.
The transaction was executed in multiple trades in prices ranging from $6.74 to $7.03, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades in prices ranging from $6.99 to $7.06, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.
The transaction was executed in multiple trades in prices ranging from $7.01 to $7.15, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a stockholder of the Issuer, information regarding the number of shares and prices at which the transaction was effected.