Filing Details
- Accession Number:
- 0001181431-12-060559
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-26 18:30:29
- Reporting Period:
- 2012-11-21
- Filing Date:
- 2012-11-26
- Accepted Time:
- 2012-11-26 18:30:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1248262 | J Patrick Malley O | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2012-11-21 | 3,954 | $13.73 | 412,567 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2012-11-21 | 31,774 | $3.35 | 444,341 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2012-11-21 | 54,166 | $11.07 | 498,507 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2012-11-21 | 57,280 | $26.77 | 441,227 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | NQ Stock Options | Disposition | 2012-11-21 | 3,954 | $0.00 | 3,954 | $13.73 |
| Ordinary Shares | NQ Stock Options | Disposition | 2012-11-21 | 31,774 | $0.00 | 31,774 | $3.35 |
| Ordinary Shares | NQ Stock Options | Disposition | 2012-11-21 | 54,166 | $0.00 | 54,166 | $11.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-09-12 | 2015-09-12 | No | 4 | M | Direct |
| 109,683 | 2010-09-11 | 2016-03-06 | No | 4 | M | Direct |
| 45,834 | 2011-09-13 | 2017-09-13 | No | 4 | M | Direct |
Footnotes
- This transaction is a "sell to cover" transaction in which the Reporting Person used the proceeds from the sale of shares in part to fund the exercise of the options.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at sales prices ranging from $26.62 to $27.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining option shares vest in equal monthly installments over the 36 months following September 12, 2009.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and a half year vesting schedule. One quarter of the option shares vested on September 11, 2010. Following continuous employment, the remaining option shares vest in equal monthly installments over the 36 months following September 11, 2010.
- Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 13, 2011. The remaining option shares vest in equal monthly installments over the 36 months following September 13, 2011.
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