Filing Details
- Accession Number:
- 0001140361-12-048710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-26 16:47:51
- Reporting Period:
- 2012-11-26
- Filing Date:
- 2012-11-26
- Accepted Time:
- 2012-11-26 16:47:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1347858 | 22Nd Century Group Inc. | XXII.OB | Cigarettes (2111) | 980468420 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1508753 | Iii Henry Sicignano | 9530 Main Street Clarence NY 14031 | Cfo, President, Secretary | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-26 | 100,000 | $0.17 | 1,892,603 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2012-11-26 | 100,000 | $0.16 | 1,992,603 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 15,000 | Indirect | Custodian for Minor Children |
| Common Stock | 20,000 | Indirect | IRA |
| Common Stock | 2,542,347 | Indirect | Manager |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant to Purchase | $3.00 | 2011-01-25 | 2016-01-25 | 69,564 | 69,564 | Direct |
| Common Stock | Warrant to Purchase | $1.50 | 2011-01-25 | 2016-01-25 | 15,813 | 15,813 | Indirect |
| Common Stock | Warrant to Purchase | $3.00 | 2011-01-25 | 2016-01-25 | 784,600 | 784,600 | Indirect |
| Common Stock | Warrant to Purchase | $1.00 | 2012-05-15 | 2017-05-15 | 20,000 | 20,000 | Direct |
| Common Stock | Warrant to Purchase | $1.00 | 2012-11-09 | 2017-11-09 | 300,000 | 300,000 | Direct |
| Common Stock | Stock Option (right to buy) | $0.69 | 2012-05-18 | 2022-05-18 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-25 | 69,564 | 69,564 | Direct |
| 2016-01-25 | 15,813 | 15,813 | Indirect |
| 2016-01-25 | 784,600 | 784,600 | Indirect |
| 2017-05-15 | 20,000 | 20,000 | Direct |
| 2017-11-09 | 300,000 | 300,000 | Direct |
| 2022-05-18 | 100,000 | 100,000 | Direct |
Footnotes
- Shares are owned by Henry Sicignano III Group, LLC of which Mr. Sicignano is the Manager.
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