Filing Details
- Accession Number:
- 0001209191-12-054485
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-26 15:02:52
- Reporting Period:
- 2012-11-21
- Filing Date:
- 2012-11-26
- Accepted Time:
- 2012-11-26 15:02:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1108827 | Qep Resources Inc. | QEP | Crude Petroleum & Natural Gas (1311) | 870287750 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1180568 | O Keith Rattie | 1050 17Th Street, Suite 500 Denver CO 80265 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-21 | 10,000 | $9.19 | 434,825 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-21 | 10,000 | $28.01 | 424,825 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-23 | 10,000 | $9.19 | 434,825 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-23 | 10,000 | $28.62 | 424,825 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-26 | 7,000 | $9.19 | 431,825 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-26 | 7,000 | $28.41 | 424,825 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option | Disposition | 2012-11-21 | 10,000 | $9.19 | 10,000 | $9.19 |
Common Stock | Stock Option | Disposition | 2012-11-23 | 10,000 | $9.19 | 10,000 | $9.19 |
Common Stock | Stock Option | Disposition | 2012-11-26 | 7,000 | $9.19 | 7,000 | $9.19 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,000 | 2003-08-11 | 2013-02-11 | No | 4 | M | Direct |
7,000 | 2003-08-11 | 2013-02-11 | No | 4 | M | Direct |
0 | 2003-08-11 | 2013-02-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,542 | Indirect | IRA |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Phantom Stock Units | Phantom Stock Units | $0.00 | 5,676 | 5,676 | Direct | ||
Common Stock | Restricted Stock Unit | $0.00 | 34,305 | 34,305 | Direct | ||
Common Stock | Stock Option | $23.98 | 2010-06-30 | 2016-03-05 | 147,174 | 147,174 | Direct |
Common Stock | Stock Option | $27.84 | 2010-06-30 | 2015-02-13 | 80,000 | 80,000 | Direct |
Common Stock | Stock Option | $36.48 | 2010-06-30 | 2016-02-12 | 30,000 | 30,000 | Direct |
Common Stock | Stock Option | $27.55 | 2010-06-30 | 2017-03-05 | 125,000 | 125,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
5,676 | 5,676 | Direct | |
34,305 | 34,305 | Direct | |
2016-03-05 | 147,174 | 147,174 | Direct |
2015-02-13 | 80,000 | 80,000 | Direct |
2016-02-12 | 30,000 | 30,000 | Direct |
2017-03-05 | 125,000 | 125,000 | Direct |
Footnotes
- These shares were acquired by the exercise of an option that would have expired in February 2013.
- My disposition of these shares was pursuant to a 10b5-1 plan.
- Phantom stock units will be payable in cash on the date of, or at a designated anniversary date following, the first to occur of the reporting person's (i) distribution election date which is not earlier than two years from the plan year (ii) separation from service from QEP (subject to 6-month delay if necessary to comply with IRC 409A), (iii) death or (iv) disability, pursuant to the QEP Resources, Inc. Deferred Compensation Wrap Plan.
- These restricted stock units vest in three equal annual installments which began on July 1, 2011, subject to accelerated vesting upon the occurence of certain events as set forth in the award agreement.