Filing Details
- Accession Number:
- 0001179110-12-016468
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-26 13:53:06
- Reporting Period:
- 2012-11-21
- Filing Date:
- 2012-11-26
- Accepted Time:
- 2012-11-26 13:53:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1434621 | Tree.com Inc. | TREE | Loan Brokers (6163) | 262414818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1493310 | Christopher Hayek | 11115 Rushmore Dr. Charlotte NC 28277 | Svp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-21 | 4,150 | $7.46 | 10,816 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-21 | 4,150 | $15.60 | 6,666 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2012-11-21 | 4,150 | $0.00 | 4,150 | $7.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-31 | 2018-01-31 | No | 4 | M | Direct |
Footnotes
- This stock option vested in four equal annual installments beginning on January 31, 2009.
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