Filing Details
- Accession Number:
- 0000060667-12-000204
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-26 11:10:20
- Reporting Period:
- 2012-11-21
- Filing Date:
- 2012-11-26
- Accepted Time:
- 2012-11-26 11:10:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 60667 | Lowes Companies Inc | LOW | Retail-Lumber & Other Building Materials Dealers (5211) | 560578072 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1219923 | A Robert Niblock | 1000 Lowe'S Boulevard Mooresville NC 28117 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-21 | 804,000 | $15.84 | 1,529,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-21 | 804,000 | $34.41 | 725,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-21 | 558,000 | $23.97 | 1,283,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-21 | 558,000 | $34.54 | 725,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-21 | 35,000 | $34.16 | 760,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-21 | 35,000 | $34.67 | 725,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-23 | 1,000 | $34.16 | 726,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-23 | 1,000 | $34.85 | 725,221 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-23 | 174,000 | $34.16 | 899,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-23 | 174,000 | $34.85 | 725,221 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-21 | 804,000 | $0.00 | 804,000 | $15.84 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-21 | 558,000 | $0.00 | 558,000 | $23.97 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-21 | 35,000 | $0.00 | 35,000 | $34.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-23 | 1,000 | $0.00 | 1,000 | $34.16 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-23 | 174,000 | $0.00 | 174,000 | $34.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-03-01 | No | 4 | M | Direct | |
| 0 | 2015-03-01 | No | 4 | M | Direct | |
| 175,000 | 2013-03-01 | No | 4 | M | Direct | |
| 174,000 | 2013-03-01 | No | 4 | M | Direct | |
| 0 | 2013-03-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 23,238 | Indirect | by 401(k) Plan |
| Common Stock | 10,659 | Indirect | by Son-1 |
| Common Stock | 10,659 | Indirect | by Son-2 |
| Common Stock | 93,883 | Indirect | by Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $34.18 to $34.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $34.48 to $34.5950. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $34.66 to $34.6850. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This transaction was executed in multiple trades at prices ranging from $34.70 to $35.040. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The option vests in three annual installments beginning on March 1, 2010.
- The option vests in three annual installments beginning on March 1, 2009.
- The option vests in three annual installments beginning on March 1, 2007.
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