Filing Details

Accession Number:
0001354488-12-006165
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-23 12:03:44
Reporting Period:
2012-11-20
Filing Date:
2012-11-23
Accepted Time:
2012-11-23 12:03:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1024126 Pernix Therapeutics Holdings Inc. PTX Pharmaceutical Preparations (2834) 330724736
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1413616 Cooper Michael Pearce 10003 Woodloch Forest Drive
#950
The Woodlands TX 77380
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-20 17,242 $4.20 53,909 No 4 M Direct
Common Stock Disposition 2012-11-20 17,242 $7.23 36,667 No 4 S Direct
Common Stock Acquisiton 2012-11-21 3,440 $4.20 40,107 No 4 M Direct
Common Stock Disposition 2012-11-21 3,440 $7.37 36,667 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-20 17,242 $0.00 17,242 $4.20
Common Stock Employee Stock Option (right to buy) Disposition 2012-11-21 3,440 $0.00 3,440 $4.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
47,740 2013-03-09 No 4 M Direct
44,300 2013-03-09 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 8/16/12.
  2. The price reported in Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.01 to $7.35, inclusive. The reporting person undertakes to provide to Pernix Therapeutics Holdings, Inc., any security holder of Pernix Therapeutics Holdings, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Table I is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.28 to $7.41, inclusive. The reporting person undertakes to provide to Pernix Therapeutics Holdings, Inc., any security holder of Pernix Therapeutics Holdings, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The option which represents a right to purchase a total of 137,500 shares of which 72,518 were purchased prior to 11/20/2012 date, became fully exercisable on 3/9/10.