Home > Insider Trading > Filing (0001127602-12-031924)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
7332	Southwestern Energy Co	SWN	Crude Petroleum & Natural Gas (1311)	710205415

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103812	M Harold Korell	Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-11-15	14,077	$0.00	14,077	No	5	J	Indirect	By Harold M. Korell Grat; Harold M. Korell Trustee
Common Stock	Disposition	2012-11-15	14,077	$0.00	47,165	No	5	J	Indirect	by 2009 Family Limited Partnership (Ityme)
Common Stock	Acquisiton	2012-11-15	14,077	$0.00	14,077	No	5	J	Indirect	By Pat M. Korell Grat; Harold M. Korell Trustee
Common Stock	Disposition	2012-11-15	14,077	$0.00	33,088	No	5	J	Indirect	by 2009 Family Limited Partnership (Ityme)
Common Stock	Disposition	2012-11-19	14,077	$0.00	0	No	5	J	Indirect	By Harold M. Korell Grat; Harold M. Korell Trustee
Common Stock	Acquisiton	2012-11-19	14,077	$0.00	129,691	No	5	J	Direct
Common Stock	Disposition	2012-11-19	14,077	$0.00	0	No	5	J	Indirect	By Pat M. Korell Grat; Harold M. Korell Trustee
Common Stock	Acquisiton	2012-11-19	14,077	$0.00	143,768	No	5	J	Direct
Common Stock	Acquisiton	2012-11-21	50,000	$1.43	193,768	No	4	M	Direct
Common Stock	Disposition	2012-11-21	50,000	$36.22	143,768	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	J	Indirect	By Harold M. Korell Grat; Harold M. Korell Trustee
No	5	J	Indirect	by 2009 Family Limited Partnership (Ityme)
No	5	J	Indirect	By Pat M. Korell Grat; Harold M. Korell Trustee
No	5	J	Indirect	by 2009 Family Limited Partnership (Ityme)
No	5	J	Indirect	By Harold M. Korell Grat; Harold M. Korell Trustee
No	5	J	Direct
No	5	J	Indirect	By Pat M. Korell Grat; Harold M. Korell Trustee
No	5	J	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options (Right to Buy)	Disposition	2012-11-21	50,000	$0.00	50,000	$1.44

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
50,000	2003-12-11	2012-12-11	No	4	M	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	819,704	Indirect	By Family Limited Partnership
Common Stock	616,270	Indirect	by 2011 Family Limited Partnership (Keepsake)
Common Stock	838,694	Indirect	by 2011 Family Limited Partnership (Peacetyme)

Footnotes

On November 15, 2012, 28,154 shares of stock were transferred out of the Family Limited Partnership ("FLP") into individual Grantor Retained Annuity Trust ("GRAT") accounts for the reporting person and his wife. The individual GRAT accounts each contain 14,077 shares of stock. The reporting person will remain the Trustee for each GRAT account, and will continue to have indirect beneficial ownership of the stock.
On November 19, 2012, 14,077 shares of stock held in the Grantor Retained Annuity Trust ("GRAT") for the reporting person (the "HMK GRAT") and 14,077 shares of stock held in the GRAT account for his spouse (the "PMK GRAT") were transferred out of the respective GRAT accounts and registered in the name of the reporting person and his spouse. Therefore, the reporting person now has direct beneficial ownership of the stock.
This transaction was executed in multiple trades at prices ranging from $36.13 to $36.34. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.