Filing Details
- Accession Number:
- 0001127602-12-031859
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 19:26:31
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 19:26:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
874761 | Aes Corp | AES | Cogeneration Services & Small Power Producers (4991) | 541163725 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1286143 | Elizabeth Hackenson | 4300 Wilson Boulevard Arlington VA 22203 | Sr. Vp And Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-20 | 10,000 | $9.89 | 36,828 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 5,588 | Indirect | 401(k) |
Footnotes
- The price in Column 4 is a weighted average price. These shares were purchased in multiple transactions within a price range from $9.875 to $9.920, inclusive. The reporting person undertakes to provide to The AES Corporation, any security holder of The AES Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote 1 in this Form 4.
- Since Ms. Hackenson's last filing submitted on July 5, 2012, she acquired 23 shares of AES Common stock pursuant to The AES Retirement Savings Plan. This information is based on a plan statement dated November 19, 2012.