Filing Details
- Accession Number:
- 0001127602-12-031840
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 19:08:59
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 19:08:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1429248 | Clifford Burrows | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Pres, Americas And Us | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-19 | 37,222 | $18.24 | 243,317 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 33,069 | $8.64 | 276,386 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 68,500 | $27.32 | 344,886 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-19 | 138,791 | $49.70 | 206,095 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-11-19 | 37,222 | $0.00 | 37,222 | $18.24 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-11-19 | 33,069 | $0.00 | 33,069 | $8.64 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2012-11-19 | 68,500 | $0.00 | 68,500 | $27.32 |
Common Stock | Non-qualified Stock Option (Right to Buy) | Acquisiton | 2012-11-19 | 62,827 | $0.00 | 62,827 | $49.74 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-03-18 | No | 4 | M | Direct | |
0 | 2018-11-17 | No | 4 | M | Direct | |
0 | 2014-11-16 | No | 4 | M | Direct | |
62,827 | 2022-11-19 | No | 4 | A | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $49.65 to $49.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The options representing a right to purchase a total of 37,222 shares became exercisable in two increments of 9,306 shares each on March 18, 2009 and 2010, and in two increments of 9,305 shares each on March 18, 2011 and 2012.
- The options representing a right to purchase a total of 132,275 shares became exercisable in three increments of 33,069 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, one increment of 33,068 shares on November 17, 2012.
- The options representing a right to purchase a total of 68,500 shares became exercisable in one increment of 22,834 shares on October 1 of 2005, and two increments of 22,833 shares each on October 1 of 2006 and 2007.
- The options become exercisable in three increments of 13,822 shares each on each of November 19, 2013, November 19, 2014 and November 19, 2015 and one increment of 13,821 shares on November 19, 2016.