Filing Details

Accession Number:
0001127602-12-031840
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 19:08:59
Reporting Period:
2012-11-19
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 19:08:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
829224 Starbucks Corp SBUX Retail-Eating & Drinking Places (5810) 911325671
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1429248 Clifford Burrows 2401 Utah Avenue South, Suite 800
Seattle WA 98134
Pres, Americas And Us No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-19 37,222 $18.24 243,317 No 4 M Direct
Common Stock Acquisiton 2012-11-19 33,069 $8.64 276,386 No 4 M Direct
Common Stock Acquisiton 2012-11-19 68,500 $27.32 344,886 No 4 M Direct
Common Stock Disposition 2012-11-19 138,791 $49.70 206,095 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-11-19 37,222 $0.00 37,222 $18.24
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-11-19 33,069 $0.00 33,069 $8.64
Common Stock Non-qualified Stock Option (Right to Buy) Disposition 2012-11-19 68,500 $0.00 68,500 $27.32
Common Stock Non-qualified Stock Option (Right to Buy) Acquisiton 2012-11-19 62,827 $0.00 62,827 $49.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-03-18 No 4 M Direct
0 2018-11-17 No 4 M Direct
0 2014-11-16 No 4 M Direct
62,827 2022-11-19 No 4 A Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $49.65 to $49.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The options representing a right to purchase a total of 37,222 shares became exercisable in two increments of 9,306 shares each on March 18, 2009 and 2010, and in two increments of 9,305 shares each on March 18, 2011 and 2012.
  3. The options representing a right to purchase a total of 132,275 shares became exercisable in three increments of 33,069 shares each on November 17, 2009, November 17, 2010 and November 17, 2011, one increment of 33,068 shares on November 17, 2012.
  4. The options representing a right to purchase a total of 68,500 shares became exercisable in one increment of 22,834 shares on October 1 of 2005, and two increments of 22,833 shares each on October 1 of 2006 and 2007.
  5. The options become exercisable in three increments of 13,822 shares each on each of November 19, 2013, November 19, 2014 and November 19, 2015 and one increment of 13,821 shares on November 19, 2016.