Filing Details

Accession Number:
0001104659-12-079637
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 17:00:40
Reporting Period:
2012-11-16
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 17:00:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1314772 Summer Infant Inc. SUMR Miscellaneous Manufacturing Industries (3990) 201994619
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1553563 Carol Bramson C/O Summer Infant, Inc.
1275 Park East Drive
Woonsocket RI 02895
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-16 22,843 $1.37 22,843 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-11-16 22,842 $1.37 45,685 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-11-19 19,226 $1.48 64,911 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-11-19 19,226 $1.48 84,137 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-11-20 24,950 $1.60 109,087 No 4 P Indirect See Footnote
Common Stock Acquisiton 2012-11-20 24,950 $1.60 134,037 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,146 Direct
Footnotes
  1. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.265 to $1.41, inclusive. The reporting person undertakes to provide Summer Infant, Inc. ("Summer"), any security holder of Summer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes 1, 4 and 5.
  2. Shares held by the TBG Capital, LLC Defined Benefit Pension Plan and Trust.
  3. Shares held by the Carol E. Bramson Trust & Howard Bramson Trust - Tenants in Common.
  4. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.40 to $1.51, inclusive.
  5. The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.50 to $1.655, inclusive.