Filing Details
- Accession Number:
- 0001209191-12-054320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 16:24:07
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 16:24:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 920760 | Lennar Corp W | LEN, LEN.B | General Bldg Contractors - Residential Bldgs (1520) | 954337490 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245946 | M Jonathan Jaffe | 700 Nw 107Th Avenue Suite 400 Miami FL 33172 | Vice President/Coo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-11-20 | 350,000 | $13.54 | 964,309 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2012-11-20 | 350,000 | $38.03 | 614,309 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-20 | 350,000 | $0.00 | 350,000 | $13.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 150,000 | 2009-07-23 | 2013-07-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Class A Common Stock | 665,586 | Indirect | See Footnote |
| Class B Common Stock | 37,820 | Indirect | See Footnote |
Footnotes
- The price reflects the weighted average sale price for the transactions reported on this line. The range of prices for the transactions reported on this line are $37.59 to and including $38.48. The full information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff.
- 633,011 shares are held in a family trust and 2,550 shares are held through an ESOP trust. 25 shares are owned by Mr. Jaffe's son of which Mr. Jaffe disclaims beneficial ownership.
- 37,560 shares are held in a family trust and 260 shares are held through an ESOP trust.
- These stock options became exercisable in installments of 25% on each of the first four anniversaries of the grant date.
Billionaire Hedge Funds
