Home > Insider Trading > Filing (0000054480-12-000149)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
54480	Kansas City Southern	KSU	Railroads, Line-Haul Operating (4011)	440663509

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1428750	W Michael Upchurch	Kansas City Southern Po Box 219335 Kansas City MO 64121-9335	Evp & Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-11-20	4,566	$35.41	43,465	No	4	M	Direct
Common Stock	Acquisiton	2012-11-20	2,317	$52.62	45,782	No	4	M	Direct
Common Stock	Disposition	2012-11-20	13,883	$75.93	31,899	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-20	4,566	$0.00	4,566	$35.41
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-20	2,317	$0.00	2,317	$52.62

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2011-01-07	2020-02-29	No	4	M	Direct
4,633		2021-02-22	No	4	M	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$39.53	2013-03-28	2018-03-27	2,500	2,500	Direct
Common Stock	LSAR	$39.53			2,500	2,500	Direct
Common Stock	Employee Stock Option (Right to Buy)	$66.99		2022-02-21	4,690	4,690	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2018-03-27	2,500	2,500	Direct
	2,500	2,500	Direct
2022-02-21	4,690	4,690	Direct

Footnotes

3,539 of these shares represent performance shares that were earned on February 22, 2012 when the KCS Compensation and Organization Committee determined that the 2011 performance goals were met. These performance shares will not vest until February 28, 2014 contingent upon continued employment by the reporting person through that date. With respect to these shares, the reporting person does not have the right to vote, receive, or be entitled to receive, cash or non-cash dividends or any other beneficial rights as a shareholder of the Company.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.90 to $76.06, inclusive. The reporting person undertakes to provide to Kansas City Southern, any security holder of Kansas City Southern, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs become exercisable only following a change-in-control of the Company in lieu of related options and are exercisable only for cash. LSARs terminate when the related options are exercised or terminated.
These options become exercisable in three equal installments beginning on the first anniversary of the date of grant.
Options exercised in rule 16b-3 exempt transaction.