Filing Details
- Accession Number:
- 0001181431-12-060001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 16:07:23
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 16:07:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
846596 | Dws Strategic Municipal Income Trust | KSM | (0) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
831001 | Citigroup Inc | 399 Park Avenue New York NY 10022 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Auction Rate Preferred | Disposition | 2012-11-20 | 1,945 | $24,000.00 | 0 | No | 4 | J | Indirect | By Subsidiary |
Floating Rate Municipal Term Preferred Shares | Acquisiton | 2012-11-20 | 2,419 | $25,000.00 | 2,419 | No | 4 | P | Indirect | By Subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Indirect | By Subsidiary |
No | 4 | P | Indirect | By Subsidiary |
Footnotes
- These Auction Rate Preferred Shares were purchased by the issuer in connection with its cash tender offer to purchase up to 100% of its outstanding auction rate preferred shares which expired on November 16, 2012.
- These Auction Rate Preferred Shares are beneficially owned by Citigroup Global Markets Inc. ("CGMI"). Citigroup Financial Products Inc. ("CFP") is the sole stockholder of CGMI. Citigroup Global Markets Holdings Inc. ("CGMH") is the sole stockholder of CFP. Citigroup Inc. is the sole stockholder of CGMH.
- These Floating Rate Municipal Term Preferred Shares are beneficially owned by Citibank, N.A. ("Citibank"). Citicorp is the sole stockholder of Citibank. Citigroup Inc. is the sole stockholder of Citicorp.