Filing Details

Accession Number:
0001101215-12-000258
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 16:05:45
Reporting Period:
2012-11-20
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 16:05:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1101215 Alliance Data Systems Corp ADS Services-Business Services, Nec (7389) 311429215
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1158369 H Roger Ballou 7500 Dallas Parkway, Suite 700
Plano TX 75024
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-11-15 786 $0.00 13,825 No 5 G Direct
Common Stock Disposition 2012-11-20 2,000 $140.31 11,825 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 S Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.29 to $140.33, inclusive. The reporting person undertakes to provide to Alliance Data Systems Corporation, any security holder of Alliance Data Systems Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  2. The total amount of securities beneficially owned includes: (a) 3,148 unrestricted shares; (b) 1,876 unvested restricted stock units granted 7/1/08; (c) 2,145 unvested restricted stock units granted 7/1/09; (d) 1,367 unvested restricted stock units granted 6/30/10; (e) 1,915 unvested restricted stock units granted 6/30/11; and (f) 1,374 unvested restricted stock units granted 6/29/12.