Filing Details
- Accession Number:
- 0000005768-12-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 16:03:28
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 16:03:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
5768 | American Science & Engineering Inc. | ASEI | X-Ray Apparatus & Tubes & Related Irradiation Apparatus (3844) | 042240991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1352965 | Paul Grazewski | American Science And Engineering, Inc. 829 Middlesex Turnpike Billerica MA 01821 | Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-20 | 676 | $51.56 | 8,371 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-20 | 676 | $61.17 | 7,695 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-20 | 676 | $0.00 | 676 | $51.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2018-06-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,062 | Indirect | By 401(k) Plan |
Footnotes
- The price reported is a weighted average price. These shares were sold in two transactions at prices ranging from a low of $61.17 to a high of $61.195 for an average of $61.1729. The reporting person undertakes to provide to American Science and Engineering, Inc., any security holder of American Science and Engineering, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Includes 2,062 shares of AS&E common stock acquired under the AS&E 401(k) Plan. The information in this report is based on a plan statement dated as of November 20, 2012.
- On June 12, 2008, the reporting person was granted an option to purchase 676 shares of common stock. The option vested based on the satisfaction of certain performance criteria, resulting in the vesting of the option as to 451 shares on March 31, 2010 and 225 shares on March 31, 2011.