Filing Details
- Accession Number:
- 0001181431-12-059982
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 15:29:39
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 15:29:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1451547 | Orlando Nick Rowe | 1025 Laurel Oak Road Voorhees NJ 08043 | Svp, Central Division | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-19 | 1,434 | $21.50 | 8,898 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-19 | 1,313 | $21.50 | 10,211 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-19 | 6,847 | $20.70 | 17,058 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-19 | 4,423 | $22.31 | 21,481 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-19 | 2,747 | $37.20 | 18,734 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-19 | 9,833 | $36.99 | 9,567 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-19 | 1,434 | $0.00 | 1,434 | $21.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-19 | 1,313 | $0.00 | 1,313 | $21.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-19 | 6,847 | $0.00 | 6,847 | $20.70 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-19 | 4,423 | $0.00 | 4,423 | $22.31 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 45,459 | 2013-12-31 | No | 4 | M | Direct | |
| 44,146 | 2014-12-31 | No | 4 | M | Direct | |
| 37,299 | 2015-12-31 | No | 4 | M | Direct | |
| 32,876 | 2016-12-31 | No | 4 | M | Direct |
Footnotes
- The Option Award granted on April 22, 2008, representing a right to purchase a total of 5,252 shares at $21.50, became exercisable on January 1, 2010.
- The Option Award granted on April 22, 2008, representing a right to purchase a total of 5,733 shares at $21.50, became exercisable on January 1, 2011.
- The Option Award granted on February 20, 2009, representing a right to purchase a total of 20,540 shares at $20.70, vested in equal installments on January 1, 2010, 2011 and 2012.
- The Option Award granted on February 25, 2010, representing a right to purchase a total of 17,691 shares at $22.31, one-third of which vested on January 2, 2011, and one-third of which vested on January 1, 2012.
Billionaire Hedge Funds
