Filing Details
- Accession Number:
- 0001225208-12-023722
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 15:12:29
- Reporting Period:
- 2011-10-20
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 15:12:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 873860 | Ocwen Financial Corp | OCN | Mortgage Bankers & Loan Correspondents (6162) | 650039856 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1048105 | C William Erbey | 402 Strand Street Frederiksted, St. Croix VI 00840 | Executive Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-10-20 | 55,328 | $0.00 | 91,913 | No | 4 | W | Direct | |
| Common Stock | Disposition | 2012-11-19 | 40,635 | $34.35 | 51,278 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-19 | 104,365 | $34.53 | 9,784,351 | No | 4 | S | Indirect | By FF Plaza Limited Partnership |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | W | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Indirect | By FF Plaza Limited Partnership |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,440,000 | Indirect | By Caritas Partners, LLC |
| Common Stock | 5,409,704 | Indirect | By Erbey Holding Corporation |
Footnotes
- The Form 4 was inadvertently not timely filed for shares inherited in October 2011.
- The sale is intended to generate funds to satisfy an expected near-term tax liability.
Billionaire Hedge Funds
