Filing Details

Accession Number:
0001225208-12-023722
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 15:12:29
Reporting Period:
2011-10-20
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 15:12:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
873860 Ocwen Financial Corp OCN Mortgage Bankers & Loan Correspondents (6162) 650039856
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1048105 C William Erbey 402 Strand Street
Frederiksted, St. Croix VI 00840
Executive Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-10-20 55,328 $0.00 91,913 No 4 W Direct
Common Stock Disposition 2012-11-19 40,635 $34.35 51,278 No 4 S Direct
Common Stock Disposition 2012-11-19 104,365 $34.53 9,784,351 No 4 S Indirect By FF Plaza Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 W Direct
No 4 S Direct
No 4 S Indirect By FF Plaza Limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,440,000 Indirect By Caritas Partners, LLC
Common Stock 5,409,704 Indirect By Erbey Holding Corporation
Footnotes
  1. The Form 4 was inadvertently not timely filed for shares inherited in October 2011.
  2. The sale is intended to generate funds to satisfy an expected near-term tax liability.