Home > Insider Trading > Filing (0001560637-12-000002)

Filing Details

Accession Number:: 0001560637-12-000002
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-21 14:18:34
Reporting Period:: 2012-04-10

Filing Date:: 2012-11-21
Accepted Time:: 2012-11-21 14:18:34
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
830656	Pressure Biosciences Inc	PBIO	Laboratory Analytical Instruments (3826)	042652826

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1103646	Css Llc/Il	175 West Jackson Blvd Suite 440 Chicago IL 60604		No	No	No	Yes
1560637	A Clayton Struve	175 W Jackson Blvd Suite 440 Chicago IL 60604		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-04-10	2,000	$0.55	102,585	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-04-11	4,000	$0.55	106,585	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-04-13	2,000	$0.60	108,585	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-04-16	4,000	$0.53	112,585	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-04-19	9,200	$0.46	121,785	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-04-20	2,000	$0.52	123,785	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-04-25	8,000	$0.41	131,785	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-04-24	2,000	$0.47	133,785	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-05-10	4,000	$0.42	137,785	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-05-11	2,000	$0.42	139,785	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-05-14	2,000	$0.40	141,785	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-06-06	150	$0.21	141,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-06-18	5,000	$0.25	146,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-07-23	2,000	$0.28	148,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-08-28	2,000	$0.28	150,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-09-04	2,000	$0.29	152,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-09-10	10,000	$0.28	162,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-09-18	2,000	$0.25	164,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-09-28	27,816	$0.00	1,051,665	No	4	J	Direct
Common Stock	Acquisiton	2012-10-04	10,000	$0.29	174,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
Common Stock	Acquisiton	2012-10-08	2,000	$0.29	176,935	No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	J	Direct
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC
No	4	P	Indirect	Reporting Person is a member manager of CCS, LLC

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Common Stock Purchase Warrant	Disposition	2012-07-06	311,925	$0.00	311,925	$0.74
Common Stock	Series C Common Stock Purchase Warrant	Acquisiton	2012-07-06	311,925	$0.00	311,925	$0.60
Common Stock	Promissory Note - Aug 2011 Common Stock Warrant	Disposition	2012-07-06	211,765	$0.00	211,765	$0.85
Common Stock	Promissory Note - Aug 2011 Common Stock Warrant	Acquisiton	2012-07-06	211,765	$0.00	211,765	$0.60
Common Stock	Promissory Note - Aug 2011 Common Stock Warrant	Disposition	2012-07-06	26,316	$0.00	26,316	$0.76
Common Stock	The reported transactions involved an amendment of an outsta	Acquisiton	2012-07-06	26,316	$0.00	26,316	$0.60
Common Stock	February 2012 Common Stock Purchase Warrant	Disposition	2012-07-06	200,001	$0.00	200,001	$0.74
Common Stock	February 2012 Common Stock Warrant	Acquisiton	2012-07-06	200,001	$0.00	200,001	$0.60

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2017-08-07	No	4	J	Direct
311,925	2017-08-07	No	4	J	Direct
0	2014-08-03	No	4	J	Direct
211,765	2014-08-03	No	4	J	Direct
0	2014-08-03	No	4	J	Direct
23,316	2014-08-03	No	4	J	Direct
0	2012-08-07	No	4	J	Direct
200,001	2017-08-07	No	4	J	Direct

Footnotes

Reporting Person, Clayton Struve, is an Indirect Owner as Member Manager of CSS, LLC of shares purchased by CSS, LLC. CSS,LLC disclaims any beneficial ownership (direct or indirect) of shares held directly by Reporting Person, Clayton Struve.
Dividend shares as a result of investment in Series C Preferred shares.
Dividend accrual of $22,322 at a rate of .8025 or 27,816 shares
The reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant at an exercise price of $0.74 and the grant of a replacement warrant at an exercise price of $0.60.
The Series C Common Stock Purchase Warrants contain a limitation on exercise which prevents the Reporting Person from exercising any Warrants if, after giving effect to the exercise, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior writtennotice to the Company. Since the Reporting Person currently beneficially owns more than 9.99% but less than 14.99% of the outstanding shares of Common Stock, the conversion limitation that applies to the Reporting Person is the 14.99% limitation. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities
The reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant at an exercise price of $0.85 and the grant of a replacement warrant at an exercise price of $0.60.
The Promissory Note-Aug 2011 Common Stock Purchase Warrants contain a limitation on exercise which prevents the Reporting Person from exercising any Warrants if, after giving effect to the exercise, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. Since the Reporting Person currently beneficially owns more than 9.99% but less than 14.99% of the outstanding shares of Common Stock, the conversion limitation that applies to the Reporting Person is the 14.99% limitation. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities
The reported transactions involved an amendment of an outstanding warrant, resulting in the deemed cancellation of the old warrant at an exercise price of $0.76 and the grant of a replacement warrant at an exercise price of $0.60
The February 2012 Common Stock Purchase Warrants contain a limitation on exercise which prevents the Reporting Person from exercising any Warrants if, after giving effect to the exercise, the Reporting Person would beneficially own more than 4.99% of the outstanding shares of Common Stock. The Reporting Person may elect to increase this limitation to 9.99%, 14.99% or 19.99%, upon not less than 61 days prior written notice to the Company. Since the Reporting Person currently beneficially owns more than 9.99% but less than 14.99% of the outstanding shares of Common Stock, the conversion limitation that applies to the Reporting Person is the 14.99% limitation. The Reporting Person disclaims beneficial ownership of such securities except to the extent of the Reporting Person's pecuniary interest in such securities