Filing Details
- Accession Number:
- 0001209191-12-054242
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 13:16:57
- Reporting Period:
- 2012-11-21
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 13:16:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
766704 | Health Care Reit Inc | HCN | Real Estate Investment Trusts (6798) | 341096634 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1242823 | Jr J Charles Herman | 4500 Dorr Street Toledo OH 43615 | Evp & Chief Investment Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-21 | 834 | $36.50 | 39,984 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-21 | 1,867 | $45.73 | 41,851 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-21 | 7,651 | $40.83 | 49,502 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-21 | 7,887 | $37.00 | 57,389 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-21 | 4,755 | $43.29 | 62,144 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-21 | 3,995 | $49.17 | 66,139 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-21 | 26,989 | $60.42 | 39,150 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Option (Right to Buy) | Disposition | 2012-11-21 | 834 | $0.00 | 2,083 | $36.50 |
Common | Option (Right to Buy) | Disposition | 2012-11-21 | 1,867 | $0.00 | 4,534 | $45.73 |
Common | Option (Right to Buy) | Disposition | 2012-11-21 | 7,651 | $0.00 | 12,728 | $40.83 |
Common | Option (Right to Buy) | Disposition | 2012-11-21 | 7,887 | $0.00 | 23,660 | $37.00 |
Common | Option (Right to Buy) | Disposition | 2012-11-21 | 4,755 | $0.00 | 19,020 | $43.29 |
Common | Option (Right to Buy) | Disposition | 2012-11-21 | 3,995 | $0.00 | 19,971 | $49.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,249 | 2007-01-15 | 2016-01-23 | No | 4 | M | Direct |
2,667 | 2008-01-15 | 2017-01-22 | No | 4 | M | Direct |
5,077 | 2009-01-15 | 2018-01-21 | No | 4 | M | Direct |
15,773 | 2012-01-15 | 2019-01-29 | No | 4 | M | Direct |
14,265 | 2012-01-15 | 2020-01-28 | No | 4 | M | Direct |
15,976 | 2012-01-15 | 2021-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 48,573 | Indirect | LLC |
Footnotes
- The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
- Options for the purchase of 10,684 shares of common stock were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 8,601 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15 of each of 2007, 2008 and 2009 and options for purchase of 416 shares vested on January 15 of each of 2010 and 2011.
- The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- Options for the purchase of 11,279 shares of common stock were granted to Mr. Herman January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 6,745 shares has previously been reported. Of the remaining options, options for the purchase of 570 shares vested on January 15 of each of 2008, 2009 and 2010, options for the purchase of 569 shares vested on January 15, 2011 and options for the purchase of 2,255 shares vested on January 15, 2012.
- Options for the purchase of 25,386 shares of common stock were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 12,658 shares has previously been reported. Of the remaining options, options for the purchase of 858 shares vested on January 15 of each of 2009, 2010 and 2011 and options for the purchase of 5,077 shares vested on January 15, 2012 and options for the purchase of 5,077 shares will vest on January 15, 2013.
- Options for the purchase of 39,434 shares of common stock were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 15,774 shares has previously been reported. Of the remaining options, options for the purchase of 7,887 shares vested on January 15, 2012, options for the purchase of 7,887 shares will vest on January 15, 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014.
- The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price.
- Options for the purchase of 23,776 shares of common stock were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. The partial exercise of these options for the purchase of 4,756 shares has previsouly been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15, 2012 and options for the purchase of 4,755 shares will vest on January 15 of each of 2013, 2014 and 2015.
- Options for the purchase of 19,971 shares of common stock were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. Options for the purchase of 3,995 shares vested on January 15, 2012 and options for the purchase of 3,994 shares will vest on January 15 of each of 2013, 2014, 2015 and 2016.