Filing Details

Accession Number:
0000845877-12-000177
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-21 12:07:29
Reporting Period:
2012-11-19
Filing Date:
2012-11-21
Accepted Time:
2012-11-21 12:07:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
845877 Federal Agricultural Mortgage Corp AGM Federal & Federally-Sponsored Credit Agencies (6111) 521578738
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250225 D Tom Stenson C/O Farmer Mac
1999 K Street Nw, 4Th Floor
Washington DC 20006
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class C Non-Voting Common Stock Acquisiton 2012-11-19 16,555 $19.86 47,582 No 4 M Direct
Class C Non-Voting Common Stock Disposition 2012-11-19 16,555 $32.07 31,027 No 4 S Direct
Class C Non-Voting Common Stock Acquisiton 2012-11-20 19,315 $19.86 50,342 No 4 M Direct
Class C Non-Voting Common Stock Disposition 2012-11-20 19,315 $19.86 31,027 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class C Non-Voting Common Stock Stock Option Disposition 2012-11-19 16,555 $19.86 16,555 $19.86
Class C Non-Voting Common Stock Stock Option Disposition 2012-11-20 19,315 $19.86 19,315 $19.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,315 2005-05-31 2014-08-11 No 4 M Direct
0 2005-05-31 2014-08-11 No 4 M Direct
Footnotes
  1. This report reflects (on Table I) (i) the acquisition of 16,555 shares of Class C Non-Voting Common Stock through the exercise of an employee stock option acquired by the reporting person in August 2004 pursuant to former Rule 16b-3; (ii) the sale of 16,555 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the August 2004 employee stock option. The exercise of the August 2004 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.
  2. Includes 10,000, 5,000 and 4,500 shares of restricted stock granted to Mr. Stenson pursuant to the Federal Agricultural Mortgage Corporation's 2008 Omnibus Incentive Plan that will vest on March 31, 2013, March 31, 2014, and March 31, 2015, respectively, if the Corporation meets certain performance objectives related to business volume and portfolio charge-offs and delinquencies, as specified in the related award agreement.
  3. Transaction effected during an open trading window for key employees of the Federal Agricultural Mortgage Corporation.
  4. This report reflects (on Table I) (i) the acquisition of 19,315 shares of Class C Non-Voting Common Stock through the exercise of an employee stock option acquired by the reporting person in August 2004 pursuant to former Rule 16b-3; (ii) the sale of 19,315 shares of Class C Non-Voting Common Stock; and (on Table II) (iii) the exercise of the August 2004 employee stock option. The exercise of the August 2004 employee stock option is exempt under Section 16(b) under Rule 16b-6 but is reported herein pursuant to Rule 16a-4.