Filing Details
- Accession Number:
- 0001127602-12-031769
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 11:41:05
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 11:41:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326160 | Duke Energy Corp | DUK | Electric & Other Services Combined (4931) | 202777218 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1267185 | J Jeffrey Lyash | 550 S. Tryon Street Charlotte NC 28202 | Executive Vp, Energy Supply | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-20 | 2,000 | $60.79 | 16,974 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-20 | 2,000 | $60.77 | 14,974 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-20 | 2,117 | $60.80 | 12,857 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-20 | 170 | $0.00 | 12,687 | No | 5 | G | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 5 | G | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 13,864 | Indirect | By 401(k) |
Footnotes
- Includes additional securities acquired pursuant to regular contributions and dividend reinvestments.