Filing Details
- Accession Number:
- 0001137411-12-000142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-21 11:11:59
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-21
- Accepted Time:
- 2012-11-21 11:11:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137411 | Rockwell Collins Inc | COL | Aircraft Parts & Auxiliary Equipment, Nec (3728) | 522314475 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1237337 | W Ronald Kirchenbauer | M/S 124-223 400 Collins Road Ne Cedar Rapids IA 52498-0001 | Sr. Vp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-19 | 10,000 | $30.39 | 32,479 | No | 4 | A | Direct | |
Common Stock | Disposition | 2012-11-19 | 9,000 | $55.00 | 23,479 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 300 | $55.01 | 23,179 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 300 | $55.02 | 22,879 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 400 | $55.03 | 22,479 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 504 | $54.75 | 21,975 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 300 | $54.75 | 21,675 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 800 | $54.75 | 20,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 100 | $54.75 | 20,775 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 510 | $54.76 | 20,265 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-19 | 10,000 | $0.00 | 10,000 | $30.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,800 | 2018-11-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,770 | Indirect | By Savings Plan |
Footnotes
- Includes shares acquired under the Company's employee stock purchase plan and based on information furnished by the Plan Administrator as of November 2, 2012.
- Shares represented by Company stock fund units under the Company's tax-qualified savings plan, including shares acquired on a periodic basis pursuant to the Plan, based on information furnished by the Plan Administrator as of November 1, 2012.
- Employee stock options granted pursuant to the Company's stock based plans.
- The options became exercisable in three equal installments on November 21, 2009, 2010 and 2011.