Filing Details
- Accession Number:
- 0000950142-12-002220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 19:43:03
- Reporting Period:
- 2012-11-16
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 19:43:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815097 | Carnival Corp | CCL | Water Transportation (4400) | 591562976 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250969 | Trust Four Eternity | C/O Northern Trust Company Of Delaware 1201 Market Street, Suite 1202 Newcastle DE 19801 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-16 | 493,013 | $37.44 | 60,549,144 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 466,764 | $38.09 | 60,082,380 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares were sold pursuant to a Rule 10b5-1(c) sales plan dated November 12, 2012, relating to the sale of up to 6,551,195 shares of Carnival Corporation Common Stock.
- The transaction was executed in multiple trades at prices ranging from $37.00 to $37.99. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- The transaction was executed in multiple trades at prices ranging from $37.8150 to $38.35. The price reported above reflects the weighted average purchase prices on the dates indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.