Filing Details
- Accession Number:
- 0001203311-12-000104
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 19:23:50
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 19:23:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1060736 | Seattle Genetics Inc | SGEN | Biological Products, (No Disgnostic Substances) (2836) | 911874389 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1393945 | C Thomas Reynolds | 21823 30Th Drive Se Bothell WA 98021 | Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-19 | 10,000 | $15.46 | 67,601 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-19 | 10,000 | $24.90 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-20 | 9,166 | $15.46 | 66,767 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-20 | 9,166 | $25.00 | 57,601 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-20 | 834 | $12.00 | 58,435 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-20 | 834 | $25.00 | 57,601 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-20 | 834 | $0.00 | 834 | $12.00 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-19 | 10,000 | $0.00 | 10,000 | $15.46 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2012-11-20 | 9,166 | $0.00 | 9,166 | $15.46 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 115,833 | 2020-08-27 | No | 4 | M | Direct | |
| 83,532 | 2021-08-24 | No | 4 | M | Direct | |
| 74,366 | 2021-08-24 | No | 4 | M | Direct |
Footnotes
- 24.900209 represents an average price per share for the shares sold on 11/19/2012. The sell price for shares sold on this day ranged from $24.90 to $24.91.
- Amount of securities beneficially owned following reported transactions includes 53,886 Restricted Stock Units subject to vesting.
- Shares shall vest at a rate of 25% on 8/27/11 and monthly thereafter until all the shares are fully vested on 8/27/14.
- Shares shall vest at a rate of 25% on 8/24/12 and monthly thereafter until all the shares are fully vested on 8/24/15.
Billionaire Hedge Funds
