Filing Details

Accession Number:
0001181431-12-059815
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-20 19:07:16
Reporting Period:
2012-11-20
Filing Date:
2012-11-20
Accepted Time:
2012-11-20 19:07:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
701719 Dgse Companies Inc DGSE Retail-Jewelry Stores (5944) 880097334
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492351 Ntr Metals, Llc 10720 Composite Drive
Dallas TX 75220
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-20 2,000 $5.36 5,032,442 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.35 to $5.36, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. Figures in Column 5 exclude the 1,628,014 shares beneficially owned through a proxy for which the Reporting Person does not have a pecuniary interest. Figures in Column 5 also exclude derivative securities reported in Table II.