Filing Details
- Accession Number:
- 0001209191-12-054167
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 18:43:35
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 18:43:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1163348 | Allied World Assurance Co Holdings Ag | AWH | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368443 | A Scott Carmilani | Allied World Assurance Co. Holdings, Ag Lindenstrasse 8 Baar/Zug V8 CH-6340 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2012-11-19 | 1,333 | $23.61 | 366,241 | No | 4 | M | Direct | |
Common Shares | Acquisiton | 2012-11-19 | 4,667 | $29.52 | 370,908 | No | 4 | M | Direct | |
Common Shares | Disposition | 2012-11-19 | 6,000 | $78.67 | 364,908 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (right to buy) | Disposition | 2012-11-19 | 1,333 | $0.00 | 1,333 | $23.61 |
Common Shares | Employee Stock Options (right to buy) | Disposition | 2012-11-19 | 4,667 | $0.00 | 4,667 | $29.52 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-01-02 | 2013-01-02 | No | 4 | M | Direct |
8,666 | 2004-12-31 | 2013-12-31 | No | 4 | M | Direct |
Footnotes
- The exercise of Employee Stock Options and sale of Common Shares reported in this Form 4 were for tax purposes and were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2012.
- Represents a weighted average sale price: the sales prices range from $78.50 to $78.80. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer.
- These securities vested in four equal annual installments with the first installment vesting on the date shown.