Filing Details
- Accession Number:
- 0001181431-12-059761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 17:51:12
- Reporting Period:
- 2012-11-16
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 17:51:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410636 | American Water Works Company Inc. | AWK | Water Supply (4941) | 510063696 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1430106 | Walter Lynch | 1025 Laurel Oak Road Voorhees NJ 08043 | President,Regulated Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-16 | 6,195 | $21.50 | 22,945 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-19 | 3,711 | $21.50 | 26,656 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-16 | 6,195 | $37.25 | 20,461 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-11-19 | 3,711 | $37.45 | 16,750 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-16 | 6,195 | $0.00 | 6,195 | $21.50 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-19 | 3,711 | $0.00 | 3,711 | $21.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 233,634 | 2014-12-31 | No | 4 | M | Direct | |
| 229,923 | 2014-12-31 | No | 4 | M | Direct |
Footnotes
- The Option Award granted on April 22, 2008, representing a right to purchase a total of 29,906 shares, at $21.50, became exercisable on January 1, 2011.
- The Option Award granted on April 22, 2008, representing a right to purchase a total of 29,906 shares, at $21.50, became exercisable on January 1, 2011.
Billionaire Hedge Funds
