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Home > Insider Trading > Filing (0001490906-12-000065)

Filing Details

Accession Number:: 0001490906-12-000065
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-20 17:31:23
Reporting Period:: 2012-11-20

Filing Date:: 2012-11-20
Accepted Time:: 2012-11-20 17:31:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1490906	Capitol Federal Financial Inc	CFFN	Savings Institution, Federally Chartered (6035)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1222808	Joe R Aleshire	700 S Kansas Avenue Topeka KS 66603	Executive Vice President	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Cffn Common Stock	Disposition	2012-11-20	100,000	$11.58	98,256	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Cffn Common Stock	22,930	Indirect	ESOP
Cffn Common Stock	226	Indirect	Custodian for child

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Cffn Common Stock	CFFN Incentive Stock Option	$11.91		2022-05-14	16,792	16,792	Direct
Cffn Common Stock	CFFN Non-qualified Stock Option	$11.91		2027-05-14	13,208	13,208	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-05-14	16,792	16,792	Direct
2027-05-14	13,208	13,208	Direct

Footnotes

8,396 options have vested and 8,396 options will vest on May 14, 2013.
6,604 options have vested and 6,604 options will vest on May 14, 2013.