Filing Details
- Accession Number:
- 0001209191-12-054131
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 17:26:21
- Reporting Period:
- 2012-11-20
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 17:26:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1536035 | Roundy's Inc. | RNDY | Retail-Grocery Stores (5411) | 272337996 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1339177 | A Robert Mariano | 875 E Wisconsin Ave. Milwaukee WI 53202 | President, Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Acquisiton | 2012-11-20 | 2,500 | $4.23 | 801,679 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.01 | 109,722 | Indirect | See Footnote |
Common Stock, Par Value $0.01 | 235,851 | Direct |
Footnotes
- The Robert A. Mariano Living Trust is the record owner of these shares. Robert A. Mariano is the trustee of the Robert A. Mariano Living Trust and has sole voting and investment power with respect to the shares held by the Robert A. Mariano Living Trust.
- The Nina Gianni Mariano Living Trust is the record owner of these shares. Nina Gianni Mariano is Robert A. Mariano's spouse. Nina Gianni Mariano is the trustee of the Nina Gianni Mariano Living Trust and has sole voting and investment power with respect to the shares held by the Nina Gianni Mariano Living Trust.
- Represents shares held directly by Robert A. Mariano, in his individual capacity. These shares were previously reported as being indirectly owned by the Robert A. Mariano Living Trust.