Home > Insider Trading > Filing (0001209191-12-054130)

Filing Details

Accession Number:: 0001209191-12-054130
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-11-20 17:25:42
Reporting Period:: 2012-11-16

Filing Date:: 2012-11-20
Accepted Time:: 2012-11-20 17:25:42
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1011064	Sunrise Senior Living Inc	SRZ	Services-Nursing & Personal Care Facilities (8050)	541746596

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1247757	Gregory D Neeb	7900 Westpark Drive Mclean VA 22102	Chief Investment & Adm Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2012-11-16	24,456	$1.37	189,458	No	4	M	Direct
Common Stock	Disposition	2012-11-16	24,456	$14.30	165,002	No	4	S	Direct
Common Stock	Acquisiton	2012-11-19	269,383	$1.37	434,385	No	4	M	Direct
Common Stock	Disposition	2012-11-19	269,383	$14.31	165,002	No	4	S	Direct
Common Stock	Acquisiton	2012-11-19	130,617	$7.31	295,619	No	4	M	Direct
Common Stock	Disposition	2012-11-19	130,617	$14.31	165,002	No	4	S	Direct
Common Stock	Acquisiton	2012-11-20	36,049	$7.31	201,051	No	4	M	Direct
Common Stock	Disposition	2012-11-20	36,049	$14.30	165,002	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-16	24,456	$0.00	24,456	$1.37
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-19	269,383	$0.00	269,383	$1.37
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-19	130,617	$0.00	130,617	$7.31
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2012-11-20	36,049	$0.00	36,049	$7.31

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
269,383	2018-12-23	No	4	M	Direct
0	2018-12-23	No	4	M	Direct
369,383	2021-01-25	No	4	M	Direct
333,334	2021-01-25	No	4	M	Direct

Footnotes

These transactions were effected for tax planning purposes.
The reporting person exercised an employee stock option to purchase 24,456 shares at an exercise price of $1.37 per share.
The reporting person exercised an employee stock option to purchase 269,383 shares at an exercise price of $1.37 per share.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.310045, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc. ("Sunrise"), any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
The reporting person exercised an employee stock option to purchase 130,617 shares at an exercise price of $7.31 per share.
The reporting person exercised an employee stock option to purchase 36,049 shares at an exercise price of $7.31 per share.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.31004, inclusive. The reporting person undertakes to provide to Sunrise, any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (7) to this Form 4.
Represents a portion of an employee stock option to purchase 500,000 shares granted to the reporting person on December 23, 2008. The employee stock option to purchase 500,000 shares vested in three equal installments on December 23, 2009, December 23, 2010 and December 23, 2011.
Represents a portion of an employee stock option to purchase 500,000 shares granted to the reporting person on January 25, 2011. One-third of the shares (or 166,666 shares) vested on January 25, 2012. The remaining shares will vest in two equal installments on January 25, 2013 and January 25, 2014.