Filing Details
- Accession Number:
- 0001065407-12-000478
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 17:16:03
- Reporting Period:
- 2012-11-14
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 17:16:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1391933 | Quaint Oak Bancorp Inc | QNTO | Savings Institutions, Not Federally Chartered (6036) | 352293957 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403485 | Jr M George Ager | C/O Quaint Oak Bancorp, Inc. 501 Knowles Avenue Southampton PA 18966 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2012-11-14 | 3,100 | $10.20 | 7,177 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-14 | 900 | $10.27 | 6,277 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 451 | Indirect | By Spouse |
Common Stock | 1,877 | Indirect | By Spouse through ESOP |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $10.00 | 2018-05-14 | 6,943 | 6,943 | Direct | |
Common Stock | Employee Stock Option (Right to Buy) | $10.00 | 2018-05-14 | 1,480 | 1,480 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-14 | 6,943 | 6,943 | Direct |
2018-05-14 | 1,480 | 1,480 | Indirect |
Footnotes
- Includes 556 shares held in the 2008 Recognition and Retention Plan Trust which reflect the unvested portion of a grant originally covering 2,777 shares that commenced vesting at a rate of 20% per year on May 14, 2009 and 7,500 shares held jointly with the reporting person's spouse.
- Includes 119 shares held in the 2008 Recognition and Retention Plan Trust which reflect the unvested portion of a grant originally covering 592 shares that commenced vesting at a rate of 20% per year on May 14, 2009.
- The options are vesting at a rate of 20% per year commencing on May 14, 2009.