Filing Details
- Accession Number:
- 0001144204-12-064253
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 17:04:37
- Reporting Period:
- 2012-11-16
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 17:04:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1295947 | Prestige Brands Holdings Inc. | PBH | Pharmaceutical Preparations (2834) | 201297589 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1471658 | Matthew Mannelly | 660 White Plains Rd., Suite 205 Tarrytown NY 10591 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-11-16 | 138,392 | $7.16 | 326,925 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-16 | 138,392 | $20.03 | 188,533 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2012-11-19 | 248,464 | $7.16 | 436,997 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2012-11-19 | 248,464 | $20.04 | 188,533 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-16 | 138,392 | $0.00 | 138,392 | $7.16 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-19 | 248,464 | $0.00 | 248,464 | $7.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 929,959 | 2019-09-02 | No | 4 | M | Direct | |
| 681,495 | 2019-09-02 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sale price. The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities Exchange Commission staff, the issuer, or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.
- The range of prices for such transaction is $20.00 to $20.16.
- The range of prices for such transaction is $20.00 to $20.18.
- The option vests in five equal annual installments beginning on September 2, 2010.
Billionaire Hedge Funds
