Filing Details
- Accession Number:
- 0001181431-12-059689
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 16:32:27
- Reporting Period:
- 2012-11-16
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 16:32:27
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896985 | Destination Maternity Corp | DEST | Retail-Women's Clothing Stores (5621) | 133045573 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1439869 | P Judd Tirnauer | C/O Destination Maternity Corporation 456 North Fifth Street Philadelphia PA 19123 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-16 | 4,609 | $0.00 | 42,637 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 464 | $3.52 | 43,101 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 593 | $14.51 | 43,694 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-19 | 1,000 | $20.52 | 42,694 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-11-19 | 2,322 | $20.71 | 40,372 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-19 | 336 | $0.00 | 336 | $3.52 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-19 | 464 | $0.00 | 464 | $3.52 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-19 | 2,505 | $0.00 | 2,505 | $14.51 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-19 | 593 | $0.00 | 593 | $14.51 |
Common Stock | Stock Options (Right to Buy) | Acquisiton | 2012-11-16 | 11,357 | $0.00 | 11,357 | $19.89 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
1,264 | 2018-11-19 | No | 4 | D | Direct | |
800 | 2018-11-19 | No | 4 | M | Direct | |
9,890 | 2021-11-18 | No | 4 | D | Direct | |
9,297 | 2021-11-18 | No | 4 | M | Direct | |
11,357 | 2022-11-16 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | $11.89 | 2020-01-29 | 24,000 | 24,000 | Direct | |
Common Stock | Stock Options (Right to Buy) | $22.13 | 2021-03-31 | 20,000 | 20,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-01-29 | 24,000 | 24,000 | Direct |
2021-03-31 | 20,000 | 20,000 | Direct |
Footnotes
- Includes 14,463 shares of unvested restricted stock, including 2,000 shares from the July 23, 2008 grant of 10,000 shares, 400 shares from the November 19, 2008 grant of 2,000 shares, and 8,000 shares from the March 3, 2011 grant of 10,000 shares, which grants each vest in equal annual installments over a five (5) year period, and 4,063 shares from the November 18, 2011 grant of 5,417 shares, which shares vest in annual installments over a four (4) year period beginning on November 18, 2012 as follows: 1,354 shares vest on each of November 18, 2012, November 18, 2013, and November 18, 2014, and 1,355 shares vest on November 18, 2015. Also includes 4,609 shares of restricted stock issued to the Reporting Person by the Issuer on November 16, 2012, which shares vest in annual installments over a four (4) year period as follows: 1,152 shares vest on each of November 16, 2013, November 16, 2014, and November 16, 2015, and 1,153 shares vest on November 16, 2016.
- On November 19, 2008, options to purchase 4,000 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in five (5) equal annual installments beginning on November 19, 2009. 800 of the remaining outstanding November 19, 2008 options are unvested.
- The inherent value of the shares underlying these options being surrendered to the Issuer is being applied to pay the exercise price and applicable tax withholdings for the option exercise reported in the next line in this Table II.
- On January 29, 2010, options to purchase 40,000 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in five (5) equal annual installments beginning on January 29, 2011. All of the remaining outstanding January 29, 2010 options are unvested.
- On March 3, 2011, options to purchase 20,000 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in five (5) equal annual installments beginning on March 3, 2012. 4,000 of the March 3, 2011 options are vested and 16,000 are unvested.
- On November 18, 2011, options to purchase 12,395 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in four (4) annual installments beginning on November 18, 2012 as follows: 3,098 shares vested on November 18, 2012, and 3,099 shares vest on each of November 18, 2013, November 18, 2014, and November 18, 2015. 3,098 of the November 18, 2011 options are vested and 9,297 are unvested.
- On November 16, 2012, options to purchase 11,357 shares were granted to the Reporting Person by the Issuer. The options vest and are exercisable in four (4) annual installments beginning on November 16, 2013 as follows: 2,839 options vest on each of November 16, 2013, November 16, 2014, and November 16, 2015, and 2,840 options vest on November 16, 2016. All November 16, 2012 options are unvested.