Filing Details
- Accession Number:
- 0001127602-12-031627
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-20 12:49:53
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-20
- Accepted Time:
- 2012-11-20 12:49:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305014 | Ashland Inc. | ASH | Wholesale-Chemicals & Allied Products (5160) | 200865835 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1166070 | W Roger Hale | 218 Mockingbird Gardens Drive Louisville KY 40207 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-19 | 2,937 | $55.73 | 3,937 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-19 | 9,975 | $42.58 | 13,912 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-19 | 12,912 | $69.35 | 1,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-19 | 2,937 | $0.00 | 2,937 | $55.73 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-11-19 | 9,975 | $0.00 | 9,975 | $42.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-07-26 | 2016-02-26 | No | 4 | M | Direct |
| 0 | 2005-07-27 | 2015-02-27 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $69.14 to $69.57, inclusive. The reporting person undertakes to provide to Ashland Inc., any security holder of Ashland Inc., or the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Stock options (represents a right to buy Ashland Common Stock) under Ashland's Stock Incentive Plan. The stock option includes a tax withholding feature pursuant to the plan.
Billionaire Hedge Funds
