Filing Details
- Accession Number:
- 0001445305-12-003706
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-19 20:31:38
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-19
- Accepted Time:
- 2012-11-19 20:31:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1489137 | Molycorp Inc. | MCP | Metal Mining (1000) | 272301797 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1496772 | A. Mark Smith | C/O Molycorp, Inc. 5619 Denver Tech Ctr. Pkwy, Suite 1000 Greenwood Village CO 80111 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-19 | 20,000 | $6.20 | 849,318 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Mandatory Convertible Preferred Stock | Acquisiton | 2012-11-19 | 5,000 | $22.50 | 0 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,000 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 153,433 | Indirect | See Footnote |
Common Stock | 4,200 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Series A Mandatory Convertible Preferred Stock | $0.00 | 0 | 2,500 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
0 | 2,500 | Indirect |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.165 to $6.23. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.
- These shares are held by KMSMITH LLC. Kimberly Smith, the spouse of the Reporting Person, has sole voting and investment power with respect to the shares held by KMSMITH LLC. The Reporting Person disclaims beneficial ownership of the shares, except to the extent of his pecuniary interest therein.
- The Reporting Person is co-trustee of a trust that holds these shares for the benefit of the Reporting Person's children.
- Each share of Series A Mandatory Convertible Preferred Stock will automatically convert on March 1, 2014 into between 1.6667 and 2.0000 shares of Issuer common stock, depending on the market value of Issuer common stock, subject to anti-dilution adjustments. At any time prior to March 1, 2014, holders may elect to convert each share of Series A Mandatory Convertible Preferred Stock into 1.6667 shares of Issuer common stock, subject to anti-dilution adjustments.
- The price reported in Column 8 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.44 to $22.55. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within such range.