Filing Details
- Accession Number:
- 0001181431-12-059497
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-19 20:12:11
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-19
- Accepted Time:
- 2012-11-19 20:12:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1439714 | Paul Maritz | 3401 Hillview Ave. Palo Alto CA 94304 | Director | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Disposition | 2012-11-15 | 2,866 | $84.77 | 38,388 | No | 4 | F | Direct | |
| Class A Common Stock | Acquisiton | 2012-11-16 | 500,000 | $33.95 | 538,388 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2012-11-16 | 338,878 | $85.81 | 199,510 | No | 4 | F | Direct | |
| Class A Common Stock | Disposition | 2012-11-19 | 161,122 | $86.66 | 38,388 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-11-16 | 500,000 | $0.00 | 500,000 | $33.95 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 500,000 | 2014-09-14 | No | 4 | M | Direct |
Footnotes
- Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- Shares withheld by VMware, Inc. to satisfy exercise price and taxes payable in connection with Mr. Maritz's stock option exercise.
- Price represents weighted average for sales reported. The range of prices for the sales reported is $86.19 through $87.085.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- 25% of the option shares vested on September 10, 2009. The remaining 75% vested monthly thereafter over three years.
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