Filing Details
- Accession Number:
- 0001179110-12-016265
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-19 18:35:31
- Reporting Period:
- 2012-11-16
- Filing Date:
- 2012-11-19
- Accepted Time:
- 2012-11-19 18:35:31
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1177845 | Xplore Technologies Corp | XPLR | Computer & Office Equipment (3570) | 260563295 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
908269 | S Philip Sassower | 110 East 59Th Street, Suite 1901 New York NY 10022 | Chairman & Ceo | Yes | Yes | Yes | No |
1402688 | Phoenix Enterprises Family Fund, Llc | 110 East 59Th Street, Suite 1901 New York NY 10022 | No | No | No | Yes | |
1403122 | Phoenix Venture Fund Llc | 110 East 59Th Street, Suite 1901 New York NY 10022 | No | No | Yes | No | |
1541278 | Sg Phoenix Llc | 110 East 59Th Street, Suite 1901 New York NY 10022 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-16 | 10,462 | $3.70 | 648,305 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 5,426 | $3.60 | 653,731 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 0 | $0.00 | 2,965,564 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Footnotes
- Includes shares held of record by Phoenix Venture Fund LLC ("Phoenix") (1,781,071), Phoenix Enterprises Family Fund, LLC ("PEFF")(338,639) and SG Phoenix LLC ("SG")(24,524). Also includes (i) warrants to purchase shares of common stock exercisable within 60 days after November 16, 2012 held by Phoenix (86,000), Mr. Sassower (28,625), PEFF (23,048) and SG (26,875) and (ii) options to purchase shares of common stock exercisable with 60 days after November 16, 2012 held by Mr. Sassower (3,051). Mr. Sassower is the sole managing member of PEFF and a co-manager of Phoenix and SG, entities in which Mr. Sassower shares voting and dispositive power with another co-manager. Mr. Sassower disclaims any beneficial ownership of the shares held by PEFF, Phoenix and SG except to the extent of his pecuniary interest, if any, in such shares.