Filing Details

Accession Number:
0000091142-12-000079
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-19 18:09:38
Reporting Period:
2012-11-19
Filing Date:
2012-11-19
Accepted Time:
2012-11-19 18:09:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1236631 S Randall Bednar A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Senior Vice President - Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-19 5,700 $19.47 24,202 No 4 M Direct
Common Stock Disposition 2012-11-19 5,700 $60.16 18,502 No 4 S Direct
Common Stock Acquisiton 2012-11-19 6,300 $25.84 24,802 No 4 M Direct
Common Stock Disposition 2012-11-19 6,300 $60.17 18,502 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-11-19 5,700 $0.00 5,700 $19.47
Common Stock Employee Stock Options (Right to Buy) Disposition 2012-11-19 6,300 $0.00 6,300 $25.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,700 2015-10-11 No 4 M Direct
34,400 2017-02-09 No 4 M Direct
Footnotes
  1. The employee stock options were granted on 10/11/2005 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 10/10/2006.
  2. The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/09/2008.