Filing Details
- Accession Number:
- 0000091142-12-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-19 18:09:38
- Reporting Period:
- 2012-11-19
- Filing Date:
- 2012-11-19
- Accepted Time:
- 2012-11-19 18:09:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1236631 | S Randall Bednar | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Senior Vice President - Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-19 | 5,700 | $19.47 | 24,202 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-19 | 5,700 | $60.16 | 18,502 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2012-11-19 | 6,300 | $25.84 | 24,802 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-11-19 | 6,300 | $60.17 | 18,502 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-11-19 | 5,700 | $0.00 | 5,700 | $19.47 |
Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2012-11-19 | 6,300 | $0.00 | 6,300 | $25.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
40,700 | 2015-10-11 | No | 4 | M | Direct | |
34,400 | 2017-02-09 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 10/11/2005 under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 10/10/2006.
- The employee stock options were granted on 02/09/2007 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/09/2008.