Filing Details
- Accession Number:
- 0001179110-12-016262
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-19 18:07:00
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-19
- Accepted Time:
- 2012-11-19 18:07:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158223 | Affymax Inc | AFFY | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344153 | H Jeffrey Knapp | C/O Affymax, Inc. 4001 Miranda Ave. Palo Alto CA 94304 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-15 | 984 | $6.23 | 14,109 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-15 | 1,099 | $10.99 | 15,208 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-15 | 3,750 | $18.84 | 18,958 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-15 | 5,833 | $22.62 | 13,125 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-19 | 1,000 | $21.74 | 14,125 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-19 | 1,000 | $23.00 | 13,125 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-15 | 984 | $0.00 | 984 | $6.23 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-15 | 1,099 | $0.00 | 1,099 | $10.99 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-15 | 3,750 | $0.00 | 3,750 | $18.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-19 | 1,000 | $0.00 | 1,000 | $21.74 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,360 | 2020-07-21 | No | 4 | M | Direct | |
| 1,167 | 2019-01-14 | No | 4 | M | Direct | |
| 48,082 | 2016-07-27 | No | 4 | M | Direct | |
| 6,000 | 2017-12-17 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- The shares were sold at prices ranging from $22.26 to $22.94. The reporting person will provide to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
- The award vests on a monthly basis in equal installments during the 48 month period beginning on July 22, 2010.
- The award vests on a monthly basis in equal installments during the 48 month period beginning on January 1, 2009.
- Fully vested.
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