Filing Details

Accession Number:
0000018230-12-000532
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-19 16:43:57
Reporting Period:
2012-11-15
Filing Date:
2012-11-19
Accepted Time:
2012-11-19 16:43:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
18230 Caterpillar Inc CAT Construction Machinery & Equip (3531) 370602744
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1171774 P Richard Lavin 100 N.e. Adams Street
Peoria IL 61629
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Disposition 2012-11-15 3,784 $81.24 86,393 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common 405 Indirect Daughter
Footnotes
  1. Pursuant to a previously executed 10b5-1 plan.
  2. This amount includes 284 shares in 401K and 386 shares in dividend reinvestment.