Filing Details
- Accession Number:
- 0000018230-12-000532
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-19 16:43:57
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-19
- Accepted Time:
- 2012-11-19 16:43:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
18230 | Caterpillar Inc | CAT | Construction Machinery & Equip (3531) | 370602744 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1171774 | P Richard Lavin | 100 N.e. Adams Street Peoria IL 61629 | Group President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common | Disposition | 2012-11-15 | 3,784 | $81.24 | 86,393 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common | 405 | Indirect | Daughter |
Footnotes
- Pursuant to a previously executed 10b5-1 plan.
- This amount includes 284 shares in 401K and 386 shares in dividend reinvestment.