Filing Details
- Accession Number:
- 0001181431-12-059409
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-19 16:37:16
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-19
- Accepted Time:
- 2012-11-19 16:37:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1100917 | Onvia Inc | ONVI | Services-Business Services, Nec (7389) | 911859172 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1098385 | Roger Feldman | 509 Olive Way, Suite 400 Seattle WA 98101 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-15 | 65,000 | $3.75 | 77,866 | No | 4 | P | Indirect | Through WC Select LP |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Through WC Select LP |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,386 | Indirect | Through Oliver Street Capital, LLC |
Common Stock | 407,502 | Indirect | Through West Creek Partners Fund LP |
Common Stock | 14,750 | Direct |
Footnotes
- Reporting Person is a Managing Member of West Creek Capital, LLC ("WC Capital"), the investment adviser to WC Select LP, which acquired 65,000 shares of Common Stock in Onvia, Inc.
- Reporting Person is a Managing Member of WC Capital, the investment adviser to Oliver Street Capital, LLC.
- Reporting Person is a Managing Member of WC Capital, the investment adviser to West Creek Partners Fund LP.
- Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Secton 16 or for any other purpose.