Filing Details
- Accession Number:
- 0001181431-12-059178
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-16 19:04:29
- Reporting Period:
- 2012-11-14
- Filing Date:
- 2012-11-16
- Accepted Time:
- 2012-11-16 19:04:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1124610 | Vmware Inc. | VMW | Services-Prepackaged Software (7372) | 943292913 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1111806 | Betsy Sutter | 3401 Hillview Ave. Palo Alto CA 94304 | Svp, Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2012-11-14 | 12,500 | $30.80 | 0 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2012-11-14 | 14,011 | $86.24 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2012-11-15 | 5,651 | $84.81 | 0 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2012-11-15 | 2,149 | $84.77 | 71,179 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Employee Stock option (right-to-buy) | Disposition | 2012-11-14 | 12,500 | $0.00 | 12,500 | $30.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,292 | 2015-06-15 | No | 4 | M | Direct |
Footnotes
- Price represents weghted average for sales reported. The range of prices for the sales reported is $86.20 through $86.35.
- The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Price represents weghted average for sales reported. The range of prices for the sales reported is $84.80 through $84.84.
- Shares withheld by VMware, Inc. to satisfy taxes payable in connection with the vesting of previously awarded restricted stock units.
- The remaining 7,292 shares subject to this option vest in equal monthly installments and become fully vested and exercisable on June 1, 2013.
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