Filing Details
- Accession Number:
- 0001140361-12-047774
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-16 17:16:11
- Reporting Period:
- 2012-11-16
- Filing Date:
- 2012-11-16
- Accepted Time:
- 2012-11-16 17:16:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1317448 | J Brian Rice | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Vice Chairman & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-16 | 10,474 | $7.27 | 94,039 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-11-16 | 2,137 | $25.16 | 96,176 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-11-16 | 12,611 | $33.53 | 83,565 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-16 | 10,474 | $0.00 | 10,474 | $7.27 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2012-11-16 | 2,137 | $0.00 | 2,137 | $25.16 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,525 | 2019-02-10 | No | 4 | M | Direct | |
| 13,214 | 2020-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,000 | Indirect | By Son |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 16, 2012. The actual sale prices ranged from a low of $33.52 to a high of $33.56. The Reporting person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- Immediately.
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