Filing Details

Accession Number:
0001209191-12-053499
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-11-16 16:08:23
Reporting Period:
2012-11-14
Filing Date:
2012-11-16
Accepted Time:
2012-11-16 16:08:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1011064 Sunrise Senior Living Inc SRZ Services-Nursing & Personal Care Facilities (8050) 541746596
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1247757 Gregory D Neeb 7900 Westpark Drive
Mclean VA 22102
Chief Investment & Adm Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-11-14 21,697 $1.37 186,699 No 4 M Direct
Common Stock Disposition 2012-11-14 21,697 $14.30 165,002 No 4 S Direct
Common Stock Acquisiton 2012-11-15 62,464 $1.37 227,466 No 4 M Direct
Common Stock Disposition 2012-11-15 62,464 $14.30 165,002 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-14 21,697 $0.00 21,697 $1.37
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-11-15 62,464 $0.00 62,464 $1.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
356,303 2018-12-23 No 4 M Direct
293,839 2018-12-23 No 4 M Direct
Footnotes
  1. These transactions were effected for tax planning purposes.
  2. The reporting person exercised an employee stock option to purchase 21,697 shares at an exercise price of $1.37 per share.
  3. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.309, inclusive. The reporting person undertakes to provide to Sunrise Senior Living, Inc. ("Sunrise"), any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4
  4. The reporting person exercised an employee stock option to purchase 62,464 shares at an exercise price of $1.37 per share.
  5. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.30 to $14.300015, inclusive. The reporting person undertakes to provide to Sunrise, any security holder of Sunrise, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.
  6. Represents a portion of an employee stock option to purchase 500,000 shares granted to the reporting person on December 23, 2008. The employee stock option to purchase 500,000 shares vested in three equal installments on December 23, 2009, December 23, 2010 and December 23, 2011.