Filing Details
- Accession Number:
- 0001179110-12-016172
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-16 14:43:09
- Reporting Period:
- 2012-11-14
- Filing Date:
- 2012-11-16
- Accepted Time:
- 2012-11-16 14:43:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1158863 | Wageworks Inc. | WAGE | Services-Business Services, Nec (7389) | 943351864 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1098349 | E Alan Salzman | C/O Vantagepoint Capital Partners 1001 Bayhill Drive, Suite 300 San Bruno CA 94066 | No | No | Yes | No | |
| 1114993 | Vantagepoint Venture Partners Iv Lp | C/O Vantagepoint Capital Partners 1001 Bayhill Drive, Suite 300 San Bruno CA 94066 | No | No | Yes | No | |
| 1129585 | Vantagepoint Venture Partners Iv Q Lp | C/O Vantagepoint Capital Partners 1001 Bayhill Drive, Suite 300 San Bruno CA 94066 | No | No | Yes | No | |
| 1256847 | Vantagepoint Venture Associates Iv Llc | C/O Vantagepoint Capital Partners 1001 Bayhill Drive, Suite 300 San Bruno CA 94066 | No | No | Yes | No | |
| 1267585 | Vantagepoint Venture Partners Iv Principals Fund Lp | C/O Vantagepoint Capital Partners 1001 Bayhill Drive, Suite 300 San Bruno CA 94066 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-11-14 | 3,183,804 | $4.58 | 11,172,116 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2012-11-14 | 774,188 | $18.84 | 10,397,928 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-14 | 318,731 | $4.58 | 1,125,605 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2012-11-14 | 77,504 | $18.84 | 1,048,101 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-11-14 | 11,596 | $4.58 | 146,928 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2012-11-14 | 2,820 | $18.84 | 144,108 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Disposition | 2012-11-14 | 3,183,804 | $0.00 | 3,183,804 | $4.58 |
| Common Stock | Warrant (right to buy) | Disposition | 2012-11-14 | 318,731 | $0.00 | 318,731 | $4.58 |
| Common Stock | Warrant (right to buy) | Disposition | 2012-11-14 | 11,596 | $0.00 | 11,596 | $4.58 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-30 | No | 4 | X | Direct | |
| 0 | 2014-06-30 | No | 4 | X | Direct | |
| 0 | 2014-06-30 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 13,900 | Direct |
Footnotes
- The General Partner of VantagePoint Venture Partners IV (Q), L.P., VantagePoint Venture Partners IV, L.P., and VantagePoint Venture Partners IV Principals Fund, L.P. is VantagePoint Venture Associates IV, L.L.C. Alan E. Salzman is a managing member of the General Partner and may be deemed to have voting and investment power with respect to the securities held by these entities. Mr. Salzman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein. The Reporting Persons may be deemed to be acting as a group in relation to their respective holdings of the Issuer but do not affirm the existence of any such group.
- By: VantagePoint Venture Partners IV (Q), L.P.
- By: VantagePoint Venture Partners IV, L.P.
- By: VantagePoint Venture Partners IV Principals Fund, L.P.
- The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 774,188 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,409,616 shares. WAGE also paid $3.30 to the reporting person in lieu of a fractional share.
- The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 77,504 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 241,227 shares.
- The reporting person paid the warrant exercise price on a cashless basis, resulting in WAGE's withholding of 2,820 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,776 shares.
- Price was $18.835 and rounded to the nearest $.01.
- Immediately exercisable.
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