Filing Details
- Accession Number:
- 0001144204-12-063331
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 17:53:08
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 17:53:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498701 | Edward John Stuart | 800 Westchester Avenue Suite S-620 Rye Brook NY 10573 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-11-15 | 1,000 | $6.83 | 22,430 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,000 | Indirect | By Michele G. Stuart |
Common Stock | 10,352 | Indirect | By John E. Stuart GST Trust |
Common Stock | 6,258 | Indirect | By Mary E. Stuart 2001 Grantor Trust |
Common Stock | 237 | Indirect | By Full Circle Investments, LLC |
Common Stock | 120 | Indirect | By Full Circle Advisors, LLC |
Footnotes
- Amount includes 1,005 shares issued under Full Circle Capital Corporation's dividend reinvestment plan since Mr. Stuart's prior Form 4.
- Amount includes 716 shares issued under Full Circle Capital Corporation's dividend reinvestment plan since Mr. Stuart's prior Form 4.
- Amount includes 12 shares issued under Full Circle Capital Corporation's dividend reinvestment plan since Mr. Stuart's prior Form 4.
- Amount includes 6 shares issued under Full Circle Capital Corporation's dividend reinvestment plan since Mr. Stuart's prior Form 4.
- Amount represents 237 shares owned by Full Circle Investments LLC, of which Mr. Stuart is a manging member thereof.
- Amount represents 120 shares owned by Full Circle Advisors LLC, of which Mr. Stuart is a manging member thereof.