Filing Details
- Accession Number:
- 0001127602-12-030980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-11-15 16:44:17
- Reporting Period:
- 2012-11-15
- Filing Date:
- 2012-11-15
- Accepted Time:
- 2012-11-15 16:44:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 714310 | Valley National Bancorp | VLY | National Commercial Banks (6021) | 222477875 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1169699 | D Alan Eskow | 1455 Valley Road Wayne NJ 07470- | Senior Evp & Cfo, Director | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-07-12 | 500 | $0.00 | 133,715 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2012-10-10 | 500 | $0.00 | 133,215 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2012-11-15 | 2,605 | $8.72 | 130,610 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2012-11-15 | 2,500 | $8.85 | 133,110 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | F | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,156 | Indirect | Ira/wife |
| Common Stock | 51,797 | Indirect | Spouse |
| Common Stock (401K Plan) | 4,347 | Direct | |
| Common Stock (Roth Ira) | 10,579 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option/NQ | $11.91 | 2011-11-15 | 2020-11-15 | 21,170 | 21,170 | Direct |
| Common Stock | Stock Options | $16.16 | 2003-11-18 | 2012-11-18 | 13,776 | 13,776 | Direct |
| Common Stock | Stock Options | $18.85 | 2004-11-17 | 2013-11-17 | 18,615 | 18,615 | Direct |
| Common Stock | Stock Options | $18.93 | 2005-11-16 | 2014-11-16 | 17,732 | 17,732 | Direct |
| Common Stock | Stock Options | $17.54 | 2006-11-14 | 2015-11-14 | 20,401 | 20,401 | Direct |
| Common Stock | Stock Options | $19.19 | 2007-11-13 | 2016-11-13 | 22,112 | 22,112 | Direct |
| Common Stock | Stock Options | $14.65 | 2009-02-12 | 2018-02-12 | 21,059 | 21,059 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-11-15 | 21,170 | 21,170 | Direct |
| 2012-11-18 | 13,776 | 13,776 | Direct |
| 2013-11-17 | 18,615 | 18,615 | Direct |
| 2014-11-16 | 17,732 | 17,732 | Direct |
| 2015-11-14 | 20,401 | 20,401 | Direct |
| 2016-11-13 | 22,112 | 22,112 | Direct |
| 2018-02-12 | 21,059 | 21,059 | Direct |
Footnotes
- Valley National Bancorp declared a 5% stock dividend on April 18, 2012, issued May 25, 2012 to shareholders of record on May 11, 2012.
- Adjusted for additional shares acquired through Dividend Reinvestment Plan.
- Shares withheld for payment of tax liability on restricted stock vesting.
- Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.
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